-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+8rkWxl55eFZJ+WT9O6zoDc0bHPmWbi+wXQXcdUxBVznrupU+ywzO7wwYLB9THZ CXUljnZi0gjsOyR2kte4lA== 0001130319-02-000377.txt : 20020503 0001130319-02-000377.hdr.sgml : 20020503 ACCESSION NUMBER: 0001130319-02-000377 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTTS COMPANY CENTRAL INDEX KEY: 0000825542 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 311414921 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43716 FILM NUMBER: 02633161 BUSINESS ADDRESS: STREET 1: 14111 SCOTTSLAWN ROAD CITY: MARYSVILLE STATE: OH ZIP: 43041 BUSINESS PHONE: 6147195500 MAIL ADDRESS: STREET 1: 41 SOUTH HIGH STREET STREET 2: SUITE 3500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: CDS HOLDING CORP DATE OF NAME CHANGE: 19900104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS MANAGEMENT INC CENTRAL INDEX KEY: 0001131154 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO MAIL ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO SC 13G 1 t07072orsc13g.txt SCHEDULE 13G PAGE 1 OF 5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G. INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(B) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B) SCHEDULE 13G Under the Securities Exchange Act of 1934 The Scott's Company - -------------------------------------------------------------------------------- (Name of Issuer) Class A - -------------------------------------------------------------------------------- (Title of Class of Securities) 810186106 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) / / *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Notes). PAGE 2 OF 5 CUSIP No. 810186106 13G (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons AIM Funds Management, Inc. No. S.S. or I.R.S. Identification Number (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ (3) SEC Use Only (4) Citizenship or Place of Organization ORGANIZED UNDER THE BUSINESS CORPORATIONS ACT (ONTARIO), IN THE COUNTRY OF CANADA. Number of Shares (5) Sole Voting Power Beneficially None Owned by (6) Shared Voting Power Each Reporting 1,561,800 Person With (7) Sole Dispositive Power None (8) Shared Dispositive Power 1,561,800 (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,561,800 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / (11) Percent of Class Represented by Amount in Row (9) 5.38% (12) Type of Reporting Person (See Instructions) O.O. PAGE 3 OF 5 ITEM 1 (a) NAME OF ISSUER: The Scott's Company ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 14111 Scottslawn Road Marysville, Ohio 43041 ITEM 2 (a) NAME OF PERSON(S) FILING: AIM Funds Management Inc. ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 5140 Yonge Street Suite 900 Toronto, Ontario M2N 6X7 ITEM 2 (c) CITIZENSHIP: Organized under the laws of Canada ITEM 2 (d) TITLE OF CLASS OF SECURITIES Class A ITEM 2 (e) CUSIP NUMBER: 810186106 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section 8 of the Investment Company Act. (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) / / Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) / / Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). PAGE 4 OF 5 ITEM 4 (a) - (c) OWNERSHIP: The information in items 1 and 5-11 on the cover page (p 2) of this statement on Schedule 13G is hereby incorporated by reference. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS / / Not Applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP. Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not applicable. PAGE 5 OF 5 ITEM 10 CERTIFICATION: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 12, 2002 - ----------------------------------- (Date) /s/ Susan Han - ----------------------------------- Susan Han, as General Counsel for AIM Funds Management, Inc. -----END PRIVACY-ENHANCED MESSAGE-----